The hierarchy of control | WorkSafe Victoria (2024)

The hierarchy of control is a system for controlling risks in the workplace. The hierarchy of control is a step-by-step approach to eliminating or reducing risks and it ranks risk controls from the highest level of protection and reliability through to the lowest and least reliable protection.

Eliminating the hazard and risk is the highest level of control in the hierarchy, followed by reducing the risk through substitution, isolation and engineering controls, then reducing the risk through administrative controls. Reducing the risk through the use of protective personal equipment (PPE) is the lowest level of control.

The following element shows the structure of the hierarchy of control, from most effective control to least effective.

The hierarchy of control structure

The hierarchy of control | WorkSafe Victoria (1)

1. Eliminate hazards and risks

Highest level of protection and most effective control.

Eliminating the hazard and the risk it creates is the most effective control measure.

The hierarchy of control | WorkSafe Victoria (2)

2. Reduce the risk

Reduce the risk with one or more of the following controls:

  • Substitution
    Substitute the risks with lesser risks
  • Isolation
    Isolate people from the risks
  • Engineering
    Reduce the risks through engineering changes or changes to systems of work.

The hierarchy of control | WorkSafe Victoria (3)

3. Administrative controls

Low level of protection and less reliable control.

Use administrative actions to minimise exposure to hazards and to reduce the level of harm.

The hierarchy of control | WorkSafe Victoria (4)

4. Personal protective equipment

Lowest level of protection and least reliable control.

Use personal protective equipment to protect people from harm.

As an employer you have a duty under the Occupational Health and Safety Act 2004 (OHS Act) to eliminate risks to health and safety, so far as is reasonably practicable. If it is not reasonably practicable to eliminate risks to health and safety, you must reduce those risks, so far as is reasonably practicable.

The hierarchy of controls helps employers fulfill their OHS Act responsibilities. In line with the OHS Act, the hierarchy of control first instructs employers to eliminate hazards and risks. If employers cannot eliminate hazards and risks, then they must work through the hierarchy and select controls that most effectively reduce the risk.

Reducing the risk may involve introducing a single risk control or a combination of two or more different controls. For example, protecting employees and others from flying debris when using a concrete cutting saw may involve isolating the work area, guarding the saw blade and using PPE such as face shields.

When determining the most effective and reasonably practicable risk control, consider the time needed to introduce the control and whether it is necessary to introduce temporary risk control measures while preparing the preferred control. In some cases it might be necessary to stop the activity until you can put an appropriate risk control measure in place.

The following steps, based on information from Safe Work Australia, explain each stage of the hierarchy of control, from most effective control measures to the least effective:

Using the hierarchy of control

1. Eliminate the risk

The most effective control measure involves eliminating the hazard and its associated risk. The best way to eliminate a hazard is to not introduce the hazard in the first place. For example, you can eliminate the risk of a fall from height by doing the work at ground level.

Eliminating hazards can be cheaper and more practical at the design or planning stage of a product, process or workplace. In these early stages, there is more scope to design to eliminate hazards or to include risk control measures that are compatible with the requirements of the original design and function.

Employers can also eliminate hazards and risks by removing the hazard completely. For example, removing trip hazards on the floor or disposing of unwanted chemicals eliminates the risks they create.

It may not be possible to eliminate a hazard if doing so means you are unable to make the end product or deliver the service. If it is not possible to eliminate the hazard, then you must eliminate as many of the risks associated with the hazard as possible.

2. Reduce the risk through substitution, isolation or engineering controls

If it is not reasonably practicable to eliminate the hazards and associated risks, minimise the risks by:

Substitution

Substitute the hazard with something safer. For example:

  • use a scourer, mild detergent and hot water instead of caustic cleaners for cleaning
  • use a cordless drill instead of an electric drill if the power cord is in danger of being cut
  • use water-based paints instead of solvent-based paints

Isolation

Isolate the hazard. For example:

  • use concrete barriers to separate pedestrians and employees from powered mobile plant
  • use remote controls to operate machines
  • install guard rails around holes

Engineering controls

An engineering control is a control measure that is physical in nature, including a mechanical device or process. Examples of engineering controls include:

  • mechanical devices such as trolleys or hoists to move heavy loads
  • guards around moving parts of machinery
  • pedestrian-sensing systems
  • speed-governing mechanisms

3. Reduce the risk using administrative controls

Administrative controls are work methods or procedures designed to minimise exposure to a hazard. In most cases, administrative controls use systems of work to control the risk. For example:

  • developing procedures on how to operate machinery safely
  • limiting exposure time to a hazardous task
  • using signs to warn people of a hazard

4. Reduce the risk using personal protective equipment (PPE)

PPE refers to anything employees use or wear to minimise risks to their health and safety. PPE includes but is not limited to the following:

  • ear muffs and earplugs
  • goggles
  • respirators
  • face masks
  • hard hats
  • safety harnesses
  • gloves
  • aprons
  • high-visibility clothing
  • protective eyewear
  • body suits
  • safety footwear
  • sunscreen

PPE limits exposure to the harmful effects of a hazard but only if employees wear and use the PPE correctly.

Using administrative controls and PPE to reduce risks does not control the hazard at the source. Administrative controls and PPE rely on human behaviour and supervision and, used on their own, tend to be least effective in minimising risks.

Use administrative controls and PPE only:

  • as last resorts when there are no other practical control measures available
  • as an interim measure until introducing a more effective way of controlling the risk
  • to increase the effectiveness of higher-level control measures

Consider various control options and choose the controls that most effectively eliminate the hazard or, if elimination is not reasonably practicable, minimise the risk in the circ*mstances. Reducing the risk may involve a single control measure or a combination of different controls that work together to provide the highest level of reasonably practicable protection.

As an employer you must consult your employees and their health and safety representatives (HSRs), if there are any, when deciding on risk controls.

Safe Work Australia has provided much of the information on this page. See more advice on the hierarchy of controls from Safe Work Australia in Related information, below.

Related information

The hierarchy of control | WorkSafe Victoria (2024)

FAQs

What are the five 5 controls in the hierarchy of controls? ›

Key points. NIOSH defines five rungs of the Hierarchy of Controls: elimination, substitution, engineering controls, administrative controls and personal protective equipment.

What is the 6 hierarchy of controls? ›

What Is the Hierarchy of Controls? The hierarchy of controls is a method of identifying and ranking safeguards to protect workers from hazards. They are arranged from the most to least effective and include elimination, substitution, engineering controls, administrative controls and personal protective equipment.

What is the most effective in the hierarchy of control? ›

Elimination

Elimination is the first level in the hierarchy of control and is considered the most effective way to control a hazard. This involves completely removing the hazard from the workplace. By eliminating a hazard all together, any potential harm or injury is prevented from happening.

What is step 3 of the hierarchy of control? ›

3. Administrative controls. Low level of protection and less reliable control. Use administrative actions to minimise exposure to hazards and to reduce the level of harm.

What are 5 controls? ›

The five steps in the hierarchy of controls, from most effective to least effective, are elimination, substitution, engineering controls, administrative controls and personal protective equipment.

What are the 5 hierarchy of control manual handling? ›

What are the 5 hierarchies of control? The 5 hierarchies of control consist of; elimination, substitution, engineering controls, administrative controls, and PPE (Personal Protective Equipment).

What is control hierarchy? ›

The hierarchy of controls is a simple way of looking at how to assess and prioritise control measures so you can take the most effective steps to protect staff. These controls should be reviewed on a regular basis to ensure they remain adequate and in place.

What are three types of risk controls? ›

Controls are usually categorised as either Preventive, Detective or Reactive. This is based primarily on where in a risk's life do they apply and as a result, do they modify the likelihood and or the impact of the risk.

What is the unsafe act with an example? ›

Unsafe acts refer to any behavior or action that can potentially cause harm or injury to oneself or others in the workplace. Examples of unsafe acts include not wearing personal protective equipment, using equipment improperly, horseplay, and ignoring safety procedures.

What is the final step in the hierarchy of control measures? ›

5. Personal Protective Equipment (PPE) PPE refers to anything workers use or wear to reduce risks to their health and safety. This is the last line of defense in the hierarchy, the lowest level of protection, and the least reliable control.

What is the best way to fix a hazard? ›

The best way to fix a hazard is to eliminate it. If elimination is not possible, then the hazard may be reduced using the 'hierarchy of control'. The hierarchy of control ranks possible control measures in decreasing order of effectiveness. Control measures should always aim as high in the list as practicable.

What is the least effective control measure? ›

Control measures

The ways of controlling risk are ranked from the highest level of protection and reliability to the lowest. Administrative controls and personal protective equipment ( PPE ) are the least effective.

What are the 5 categories of control measures? ›

Generally, there are five major categories of control measures: elimination, substitution, engineering controls, administrative controls and personal protective equipment.

What is the 5 point safety system? ›

The Neil George Safety System (or 5-Point Safety System) is an occupational health and safety program developed for and used in underground mining. The system was developed in 1942 by Canadian engineer Neil George, who at the time was an employee of Inco Limited in Sudbury, Ontario.

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